2021.12.03 00:07 ScienceNeverLies Guess the ally
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2021.12.03 00:07 cguzzo Best Emulation Front End?
2021.12.03 00:07 Icy_Set9256 How much does the test try to trick you on State vs. Federal? (Also tricky phrasing in general)
So I'm going to attempt to express my thoughts in here the best I can...
I've just started studying for the 66 a week ago, and I'm worried to say the least. I passed both the SIE and S7 first try, but not without its caveats. I've been studying for these tests like I need to get 100s because my job is contingent on it, making full on study guides, and end up taking too long and ultimately forgetting materials. But it's the only way I know how to study. I can't stand the feeling of missing information, even if I know deep down I'm inevitably GOING to miss information if I get too anxious and nitpicky with how I study.
With that said, this test is an absolute nightmare for someone like me. I've always HATED law and regulation and the fact that it is a complex, repetitive, and oftentimes contradictory science.
Perfect example being how a person who performs B/D functions but doesn't have an office in a state and only has institutional clients there does not meet the definition of a "B/D" at all, but a person who performs IA functions but doesn't have an office in a state and has only institutional clients there meets the definition of an IA but is considered exempt.
Another example being how banks and bank holding companies, but not IA subsidiaries of banks, do not federally meet the definition of an IA, and on the flip side banks, savings institutions, and trust companies, but not bank holding companies, do not meet the state definition of an IA. (BTW this isn't mentioned once in my textbook, but is mentioned in my virtual lecture. Another nightmare for someone like me)
I guess what I'm saying is, how often does the test get super granular with stuff like this? Like I totally understand that if you're a firm located in California that only transacts with institutions in Colorado, you're not required to register as a B/D with the state. But as for if you are a B/D vs. exempt? Will something like that ever be tested? (Again, this is not a specific question. I understand there's not really any exempt B/Ds, you just are one or you aren't, so it's pretty easy to tell if you know which have to register. But it's meant to be indicative). Or something like, to my knowledge, if you are the agent of a B/D located in NY whose only clients are mutual funds in DE, you have to register in both states but the B/D only registers in NY?
To summarize, it'd just put my mind at ease to know I'm overthinking it and as long as you know general rules where there's an assumption that there's one type of person/individual, figure out which ones apply/don't, rather than these overly-complicated questions with caveats abound.
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2021.12.03 00:07 playingwithechoes Scratch Built Conceptual Seaside Doll House by M.P.Lynes
2021.12.03 00:07 TokiyoshiSenkouFurry Emergency Call Ambulance SEGA 1999 (Arcade)
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2021.12.03 00:07 LuciferWanker [Transformers] In DOTM, Sentinel Prime said on Cybertron, they were once gods. Who exactly were they gods to?
2021.12.03 00:07 Throwawaysongcg After 3 dates I’m checking to see if he’s logged on tinder and I’m driving myself crazy
I [f34] on 3 wonderful dates with a someone [m36] I met on tinder. The third date was especially magical. He stayed overnight and we cooked a romantic meal together, snuggled all night, and drank coffee and talked until noon the next day.
We have talked about how we long term want a life partner but want to take it slow. After date 3 we decided to have no other unprotected partners but that’s the only “commitment” we have made. I am really, really into him from what I’ve seen so far.
I’m driving myself crazy by checking to see if he’s using tinder. Judging by his location changes, he is. And of course he is! We have been on only 3 dates and we are not exclusive… but it still triggers this anxiety in me every time I see his location change. Does any else do this?
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2021.12.03 00:07 rcc12697 I know at the end it didn’t cost us BUT LAUGH AT MY MEME
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2021.12.03 00:07 ExtHD The 'Missing' Star Athlete Peng Shuai Is Not Missing At All - The New York Times has falsely claimed that the Chinese tennis player Peng Shuai accused her former lover of sexual assault. She did not do that.
2021.12.03 00:07 LiterallyStonkler Oil up on OPEC+ plan to meet ahead of schedule if Omicron dents demand
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2021.12.03 00:07 Gothmog_LordOBalrogs My new phone's barcode scanner found a barcode on my jeans
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2021.12.03 00:07 TicketronTickets PTPI - Read the DD - Check Stocktwits Check Twitter - At Bottom Now
Tiny DO Just Closed, Small Float, SI ~45% , ~100% Util, 389% CTB
Current market cap well below valuation (and PTPI’s largest asset purchase from 2016), influx of COH from DO at $3-3.5 (it’s currently trading at $2.70, +15% from open) that just officially closed earlier today, PTPI LT bought a decent portion of the DO, fundamentals are solid, presenting at the Benzinga Small Caps Conference next week (more PR), shorts doubled down through the period after offering was announced earlier this week (and are desperately trying to keep the price below 3), short restricted today (very, very few shares available to borrow), very few shorts have covered.
Pressure regulator breaks when this goes above $3.
Shorts scrambling right now with lowish volume. If the volume picks up this is going to have a few halts up in to power hour.
submitted by TicketronTickets to Shortsqueeze [link] [comments]
2021.12.03 00:07 New_Cheesecake3371 Norwalk hospital IM interview
2021.12.03 00:07 haber-trend Sıcak! | ABD'de halka açık yabancı şirketler için düzenleme #AmerikaBirleşikDevletleri #AmerikaBirleşikDevletleriMenkulKıymetlerveBo son saatin en çok aranan 19. trend haberi oldu ve an itibarıyla 5 gazetede yer alıyor.
2021.12.03 00:07 Capital_Ad9574 Magic Internet Beans 🌱 Less than a week old with some nice steady growth! Experienced team behind this one, some great potential here! 🚀
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2021.12.03 00:07 Hellraisersee Finished my cenobite :) it's messy but that's just how I paint
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2021.12.03 00:07 NapoleonButterscotch FTDs.
2021.12.03 00:07 underleft Fireworks?
2021.12.03 00:07 SethsRockReport The Kris Barras Band Proves Once Again Why Rock Isn’t Dead With Their New Single “These Voices’! |
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2021.12.03 00:07 caverypca Whats not to Kourtney Love about Teen Spirit
2021.12.03 00:07 Homeofthelizardmen Ghost ship
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2021.12.03 00:07 daas_hu_gurudev_ka Who is the kaal in Gita Ji?
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2021.12.03 00:07 toko_tane Snow Miku 2011 by Myuga
2021.12.03 00:07 retailsmart TA does not work with crypto - everything is a bet
| The world of Crypto is the Wild West of Finance. Performance is driven by project validity/adoption, marketing/hype and FOMO etc. But TA does not yet apply. How does one explain this thru TA? Nothing wrong with taking a punt, but really don't believe traditional stock market analysis applies much.|
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2021.12.03 00:07 xRenamonx Smiles
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